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3LoD

Three Lines of Defense

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Cornerstone Questions

by Charles Randell

Thoughts

Feb 14, 2024

What are the top three questions financial regulators should ask themselves about their own culture in 2024? If a regulator can show that it engages with those it exists to serve, that it is making a positive impact, and that it holds itself to the standards it requires of the businesses it regulates, then there is every chance that the assessment will go on to find that it has a sound culture.

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