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Culture & Conduct Supervision

Regulators are focusing on how culture & conduct risk can be operationalized and how financial institutions can audit their risk and evidence their successes.

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The Power of "Why?"

by Starling Insights

Observations

Nov 29, 2022

At the Financial Services Assurance Forum last week, Australian Prudential Regulation Authority’s (APRA) Stuart Bingham explained why the regulator sees risk culture as a prudential concern, and how it is working to drive improvement in the financial industry.

The 2022 Compendium is available now!

Now in its 5th year, Starling's Compendium features over 60 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

Deeper Dive: The Costs of Misconduct

by Starling Insights

Thoughts

Oct 13, 2022

There is a difference between mis-conduct and poor-conduct. But when it comes to evidencing an ability to avoid both, firms are subject to ever closer scrutiny.