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Culture & Misconduct

Cultural Drivers of Misconduct

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Global Fines Surged in Q3 of 2023

by Starling Insights


Nov 27, 2023

A recent report from Corlytics, a regulatory risk intelligence firm, noted a surge in global enforcement fines from $1.5 billion and $2.27 billion in the first and second quarters of 2023, respectively, to a remarkable $5.65 billion in the third quarter. Over 85% of these fines were imposed by US regulators.

The 2023 Compendium is available now!

Now in its 6th year, Starling's Compendium features over 40 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

UK to Crack Down on Non-Financial Misconduct

by Starling Insights


Oct 04, 2023

As a part of the UK Financial Conduct Authority (FCA) and Prudential Regulation Authority's (PRA) proposed Diversity & Inclusion (D&I) regulatory framework, the regulators are seeking to crack down on sexual harassment and other instances of non-financial workplace misconduct. These reforms follow widely reported allegations of sexual misconduct against hedge fund manager Crispin Odey that led to his removal from his firm, Odey Asset Management.