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Governance, Audit & Regulatory Failures

Governance failures at firms are matched by those at the audit firms and regulators tasked with assuring market integrity.

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US PCAOB Undertaking Internal Transformation

by Starling Insights

Observations

Aug 28, 2023

Since her appointment in early 2022, Public Company Accounting Oversight Board (PCAOB) Chair Erica Williams has faced the challenging tasks of repairing a fractured organizational culture, bolstering enforcement efforts, and modernizing auditing regulations.

The 2023 Compendium is available now!

Now in its 6th year, Starling's Compendium features over 40 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

Effective Management Bodies and Well-Run Banks

by Starling Insights

Observations

Jul 28, 2023

In a recent blog post, Frank Elderson, a member of the executive board of the European Central Bank (ECB) and vice-chair of the Supervisory Board of the ECB, reflects on the failure of Silicon Valley Bank and how it has reinforced the importance of effective risk governance.