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Commodities Futures Trading Commission of the United States

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2023 Update | Culture & Conduct Risk Regulatory Landscape

by Starling Insights

Compendium

Jun 07, 2023

For the fourth year, Starling offers its Culture and Conduct Risk Regulatory Landscape chart. The Landscape provides a means to compare the various strategies and approaches the global regulatory community has taken with respect to the supervision of Culture and Conduct Risk. ... cont

The 2023 Compendium is available now!

Now in its 6th year, Starling's Compendium features over 40 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

2021 UPDATE | Culture & Conduct Risk Regulatory Landscape

by Starling Insights

Compendium

May 16, 2021

For the second year Starling offers its Culture and Conduct Risk Regulatory Landscape, summarizing in chart form the various culture and conduct-related strategies and initiatives pursued by leading global regulators and supervisors. Our intent is to provide a framework for a broadly objective means to summarize approaches that regulators and supervisors have taken across their respective jurisdictions—one which permits for a trend-line comparison. ... cont