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Ecosystem Approach

Increasingly there are examples of a coordinated approach to culture and conduct risk among regulators, supervisory bodies, industry associations, and firms.

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UK Regulators Ask for Input on AI

by Starling Insights

Observations

Oct 28, 2022

The UK’s Financial Conduct Authority (FCA) and Bank of England (BOE) recently published a discussion paper seeking views on the regulation of AI use in financial services.

All Tags UKUK FCA
The 2022 Compendium is available now!

Now in its 5th year, Starling's Compendium features over 60 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

The ESG Dilemma: The Many Meanings of ‘Structure’ in Machine-Readable Regulation

by Bob Wardrop

Compendium

May 15, 2022

Technology has the potential to deliver better regulation and compliance outcomes. To unlock this, regulators and firms need to converge around a consensus structure for representing both the relevant rules and firms’ internal data.