Increasingly there are examples of a coordinated approach to culture and conduct risk among regulators, supervisory bodies, industry associations, and firms.
Observations
Oct 28, 2022The UK’s Financial Conduct Authority (FCA) and Bank of England (BOE) recently published a discussion paper seeking views on the regulation of AI use in financial services.
by Christopher Rich, Ted MacDonald
Compendium
May 15, 2022by Bob Wardrop
Compendium
May 15, 2022Technology has the potential to deliver better regulation and compliance outcomes. To unlock this, regulators and firms need to converge around a consensus structure for representing both the relevant rules and firms’ internal data.
by John Seely Brown, Ann Pendleton-Jullian
Compendium
May 17, 2021
