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Managing Culture & Conduct for Good Governance

Culture is consistently seen as culprit amidst continuing risk governance failures among firms, as well as in troubling lapses on the part of the auditors and regulators relied upon to assure market integrity. Culture is thus considered to be a critical governance priority – for private and public entities equally – and particularly so in the financial sector.

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CoFI Takes Effect in New Zealand

by Starling Insights

Observations

Apr 03, 2025

As of this week, new financial conduct standards have taken effect in New Zealand under the Conduct of Financial Institutions (CoFI) regime, with the Financial Markets Authority (FMA) assuming an expanded oversight role.

The 2024 Compendium is available June 11th!

Now in its 7th year, Starling's Compendium features over 40 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

Lloyd's Undertakes Policy Reform Effort

by Starling Insights

Observations

Sep 25, 2024

Lloyd's of London is attempting a major cleanup to address allegations of inappropriate workplace culture, including heavy drinking and sexual harassment.