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Outcome vs Intent

Regulatory emphasis has shifted from examining the inputs of good culture to the outputs of relevant control measures.

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Australia's ASIC to Face Senate Inquiry

by Starling Insights

Observations

Nov 09, 2022

The Australian Senate recently voted to launch a two-year inquiry into the Australian Securities and Investments Commission (ASIC) and its handling of complaints from the public and whistleblowers.

The 2022 Compendium is available now!

Now in its 5th year, Starling's Compendium features over 60 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

Transforming to a forward-looking, proactive regulator

by Starling Insights

Observations

Jul 22, 2021

In a recent speech, the UK Financial Conduct Authority's (FCA) chief executive Nikhil Rathi discussed aims to become a more "forward-looking, proactive regulator,” saying that the agency must be more innovative, assertive, and adaptive.