Follow TopicFollow Contributor Share Feedback
US Senators Demand Withdrawal of FDIC Governance Proposal

US Senators Demand Withdrawal of FDIC Governance Proposal

by Starling Insights

Starling Insights Editorial Board

Aug 08, 2024

Observations

Last week, US Senate Banking Committee Republicans called for the withdrawal of the Federal Deposit Insurance Corporation's (FDIC) new corporate governance guidelines. They argued that the proposed rules, aimed at institutions with over $10 billion in assets, would undermine the safety and soundness of the financial system.

In a letter to FDIC Chair Martin Gruenberg, Ranking Member Tim Scott and eleven other Republican Senators emphasized the need for clear regulatory frameworks to maintain safety and soundness. They pointed to the 2023 banking turmoil as an example of what happens when risk management and supervision are deficient. "The failure of Silicon Valley Bank (SVB) in particular underscores the necessity for regulatory constructs to emphasize clear and direct accountability standards for both bank management and regulators," the Senators wrote. "Unfortunately, the Proposal, as drafted, indicates the FDIC is preparing to move in the opposite direction."

The proposal overreaches by micromanaging Board affairs, they claimed, creating unnecessary uncertainty, and imposing unrealistic requirements on Board composition, especially for smaller banks. The letter pointed to several specific concerns in the new guidelines:

  • Requiring that bank boards "ensure" and "confirm" safety and soundness, effective risk governance, and legal compliance;
  • Blurring the lines between board and senior management responsibilities; and
  • Contradicting state governance laws and regulations, among others.

"[P]erhaps most concerningly, the Proposal lacks consensus support among FDIC leadership, is out of step with other prudential regulators, and actively opposed by state supervisors," the Senators wrote. They warned that this discord, along with the lack of alignment with state governance requirements, risks creating regulatory imbalance or even enabling regulatory arbitrage.

Join The Discussion

See something that doesn't look quite right?

We strive to provide high quality and accurate content at all times. With that said, we realize that sometimes links break, new information becomes available, or there is something that you feel we may have missed.

If you see something that you think we should be aware of, we would love to hear from you. Feel free to drop us a note below and leave your name and contact info if you'd like to hear back from us.

Thank you for being a key part of the Starling Insights community!