Observations
Mar 19, 2024In a recent speech, Acting US Comptroller of the Currency Michael Hsu announced that regulators are exploring new operational resilience requirements for banks, as reported by the Wall Street Journal.
Observations
Feb 19, 2024Earlier this month, the US Securities and Exchange Commission (SEC) announced $81 million in fines against 16 financial firms for the employee use of unauthorized messaging apps. The penalized firms included Northwestern Mutual Investment Services (NMIS), US Bancorp, and Huntington Investment Company.
by Starling Insights, Wayne Byres, Michelle W. Bowman, Charles Randell
Compendium
Feb 14, 2024