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Citi Fined $136Mn for Ongoing Governance Failures

by Starling Insights

Observations

Jul 15, 2024

Last week, the US Federal Reserve Board and the Office of the Comptroller of the Currency fined Citigroup $135.6 million for failing to address longstanding risk control and data management issues.

The 2024 Compendium is available June 11th!

Now in its 7th year, Starling's Compendium features over 40 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

TD Investors Anxious over AML Probe

by Starling Insights

Observations

Apr 25, 2024

During Toronto-Dominion Bank's (TD) annual general meeting last week, CEO Bharat Masrani asked investors to have patience regarding US regulators' investigation into the bank's anti-money laundering (AML) practices, now in its second year.