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Australian Securities & Investments Commission

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Australia's ASIC to Face Senate Inquiry

by Starling Insights

Observations

Nov 09, 2022

The Australian Senate recently voted to launch a two-year inquiry into the Australian Securities and Investments Commission (ASIC) and its handling of complaints from the public and whistleblowers.

The 2022 Compendium is available now!

Now in its 5th year, Starling's Compendium features over 60 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

Australian Bank Regulator to be Reviewed

by Starling Insights

Observations

Dec 01, 2021

Recently, Australia's Financial Regulator Assessment Authority (FRAA) revealed a broad-ranging scope for its first review into the Australian Securities and Investment Commission’s (ASIC). The regulator said it would look into all of ASIC’s core competencies, from the way it prioritizes investigations and its strategic planning, decision-making, surveillance capabilities and licensing, to the technology and data it uses.