Compendium
Jun 07, 2023As is seen throughout this report, auditors globally have faced the same sorts of culture and conduct challenges as have financial institutions in recent past years. As such, they have been confronted by similar calls for greater personal accountability and other reforms. And those calls have come from both above (regulators and investors) and below (staff and clients).
Compendium
May 04, 2020The DFSA has an express mandate to regulate culture and conduct risks for entities providing financial services in or from the Dubai International Financial Centre (DIFC), and conduct risk is one of the three key regulatory priorities set out for 2020 and beyond in the DFSA's 2019-2020 Business Plan. ... cont
