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Pushing Perimeters

Novel technologies, innovative offerings, and evolving practices challenge regulators to innovate in step with markets, even as they seek to uphold safety and stability through established means. This enduring tension is sharpened by the accelerating pace of technological change amid present politico-economic tumult.

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Managing Innovation in the Regulation of US Financial Markets

by William H. Hinman, Jr.

Compendium

Jun 23, 2025

Regulatory ambiguity and enforcement-driven oversight heighten conduct risk in digital finance. Modern governance frameworks must align with blockchain and AI innovation including digital assets, blockchain, and AI in financial markets. Regulators often rely on enforcement over clear governance. With the demise of Chevron, we must emphasize collaboration and tailored rulemaking.

The 2025 Compendium is available!

Now in its 8th year, Starling's Compendium features 21 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.