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Senior Managers Regimes

Supervisory approaches that hold executives personally liable and accountable for misconduct during their watch.

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Are UK Regulators Holding Executives Accountable?

by Starling Insights

Observations

Feb 20, 2024

In a recent report, UK-based Spotlight on Corruption argues that the country's regulators have failed to hold executives accountable for corporate misconduct.

All Tags UKUK FCA
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When the Music Stops – Holding Bank Executives Accountable for Misconduct

by Starling Insights

Observations

Mar 21, 2023

In a recent paper entitled "When the Music Stops – Holding Bank Executives Accountable for Misconduct," Rita Oliveira, Ruth Walters, and Raihan Zamil of the Financial Stability Institute review the evolution of individual accountability frameworks since the Global Financial Crisis.