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Senior Managers Regimes

Supervisory approaches that hold executives personally liable and accountable for misconduct during their watch.

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How Firms Can Prepare for Non-Financial Misconduct Regulation

by Starling Insights

Observations

Sep 27, 2024

In a recent article in the Financier Worldwide Magazine, Zulfi Meerza, a lawyer at Rahman Ravelli, and Charli Curran, Senior Director at Ankura, explain how firms can prepare for heightened regulatory attention on non-financial misconduct (NFM).

The 2024 Compendium is available June 11th!

Now in its 7th year, Starling's Compendium features over 40 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

Taiwan to Establish an Accountability Regime

by Starling Insights

Observations

Feb 02, 2024

Taiwan's Financial Supervisory Commission (FSC) recently announced plans to introduce a responsibility mapping system to the financial industry, as reported by RegulationAsia. This is a part of the FSC's efforts to cultivate a culture of integrity, establish a corporate governance regime based on responsibility, and improve accountability for senior executives in the banking sector.