Supervisory approaches that hold executives personally liable and accountable for misconduct during their watch.
Observations
Mar 24, 2023As a part of Australia's impending Financial Accountability Regime (FAR), financial firms will be required to withhold 40% of their directors' and top executives' bonuses for four years, then to be disbursed only if satisfactory conduct standards are met.
Compendium
May 15, 2022Compendium
May 17, 2021The Landscape compares the various strategies and approaches the global regulatory community has taken with respect to the supervision of Culture and Conduct Risk.
by Stephen Scott, Jeffrey Kupfer
Thoughts
Apr 29, 2019
