Supervisory approaches that hold executives personally liable and accountable for misconduct during their watch.
Observations
Sep 27, 2024In a recent article in the Financier Worldwide Magazine, Zulfi Meerza, a lawyer at Rahman Ravelli, and Charli Curran, Senior Director at Ankura, explain how firms can prepare for heightened regulatory attention on non-financial misconduct (NFM).
by Anna Bligh
Compendium
Jun 11, 2024by Wim Mijs , Maria Ana Barata
Compendium
Jun 11, 2024Observations
Feb 02, 2024Taiwan's Financial Supervisory Commission (FSC) recently announced plans to introduce a responsibility mapping system to the financial industry, as reported by RegulationAsia. This is a part of the FSC's efforts to cultivate a culture of integrity, establish a corporate governance regime based on responsibility, and improve accountability for senior executives in the banking sector.