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Senior Managers Regimes

Supervisory approaches that hold executives personally liable and accountable for misconduct during their watch.

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FAR Implementation "Devilishly Hard"

by Starling Insights

Observations

Aug 14, 2023

According to law firm Clyde & Co, Australia's new Financial Accountability Regime (FAR) is "easy to understand in theory but difficult to implement." The FAR expands upon the previous Banking Executive Accountability Regime (BEAR) and applies to insurers, banks, and superannuation funds.

The 2023 Compendium is available now!

Now in its 6th year, Starling's Compendium features over 40 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

Has the FCA Made Individual Responsibility in Banking a Reality?

by Starling Insights

Observations

Aug 05, 2022

London-based law firm Herbert Smith Freehills recently published statistics that call into question whether the UK's Senior Managers and Certification Regime (SMCR) is effective.

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