Starling's Compendium features contributions from some of the top thought leaders from regulators, the industry, and other key stakeholders.
Compendium
Jun 11, 2024Learn about the latest global developments and trends in managing and regulating culture and conduct risk. The Compendium is broken out by global regions and specific national jurisdictions in each. Where it is helpful, we highlight specific regulatory or supervisory agencies, standard-setting bodies, and other industry organizations of relevance.
by Stephen Scott, Randal Quarles, Margaret E. Tahyar
Compendium
Jun 11, 2024by Stephen Scott, Jamie Fiore Higgins, Elizabeth Broderick
Compendium
Jun 11, 2024Compendium
Jun 11, 2024UK Prudential Regulation Authority chief Sam Woods emphasized the importance of non-financial factors such as governance, risk culture, and operational resilience for firm survival, beyond just financial resources. Credit Suisse’s failures highlighted issues in conduct and risk management. Post-crisis, regulators stress the significance of culture in risk governance and the role of supervisors in fostering robust risk management practices.
by Starling Insights, Wayne Byres, Michelle W. Bowman, Charles Randell
Compendium
Feb 14, 2024