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The Starling Compendium

Starling's Compendium features contributions from some of the top thought leaders from regulators, the industry, and other key stakeholders.

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2024 Compendium of Regulatory Priorities Aimed at Culture and Conduct Challenges in the Financial Sector

by Starling Insights

Compendium

Jun 11, 2024

Learn about the latest global developments and trends in managing and regulating culture and conduct risk. The Compendium is broken out by global regions and specific national jurisdictions in each. Where it is helpful, we highlight specific regulatory or supervisory agencies, standard-setting bodies, and other industry organizations of relevance.

The 2024 Compendium is available June 11th!

Now in its 7th year, Starling's Compendium features over 40 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

2024 COMMENTS & CONTRIBUTIONS | Turmoil of '23: Supervisory Culture

by Starling Insights

Compendium

Jun 11, 2024

UK Prudential Regulation Authority chief Sam Woods emphasized the importance of non-financial factors such as governance, risk culture, and operational resilience for firm survival, beyond just financial resources. Credit Suisse’s failures highlighted issues in conduct and risk management. Post-crisis, regulators stress the significance of culture in risk governance and the role of supervisors in fostering robust risk management practices​​.