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Employee Communications Surveillance: a Growing Challenge

Employee Communications Surveillance: a Growing Challenge

by Starling Insights

Starling Insights Editorial Board

Dec 22, 2021

Observations

JPMorgan Chase & Co. is nearing a deal to pay a $200 million fine, and admit that it failed to properly monitor employees’ messages, in the first settlement to emerge from a regulatory investigation into how banks oversee traders’ chats across company and private communications tools and platforms.

Recently, regulators have questioned a number of big banks about how they track employee communications. The SEC deal would be the first to involve an admission of misconduct since agency officials said in October that they would move away from “no admit, no deny” settlements.

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