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Securities & Exchange Commission of the United States

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US SEC Passes Private Fund Reforms

by Starling Insights


Sep 25, 2023

The US Securities and Exchange Commission (SEC) has approved a reform package that will significantly affect how the $27 trillion private fund industry interacts with investors. The reforms, passed by a 3-2 vote, reflect the most substantial changes in over a decade for the lightly regulated and rapidly growing sector.

The 2023 Compendium is available now!

Now in its 6th year, Starling's Compendium features over 40 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

US SEC Adopts Compensation Clawback Rules

by Starling Insights


Nov 01, 2022

Last week, the US Securities and Exchange Commission (SEC) voted to adopt rules requiring companies to recoup bonuses from executives when compliance lapses result in the need to restate their financials. The so-called "clawback rules” — mandated by Congress following the Global Financial Crisis but left unfinished since 2015 — were finalized with a 3-2 vote among SEC Commissioners.