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2024 Update | Culture & Conduct Risk Regulatory Landscape

by Starling Insights

Compendium

Jun 11, 2024

For 2024, Starling offers its Culture and Conduct Risk Regulatory Landscape chart. The Landscape provides a means to compare the various strategies and approaches the global regulatory community has taken with respect to the supervision of Culture and Conduct Risk. ... cont

The 2024 Compendium is available June 11th!

Now in its 7th year, Starling's Compendium features over 40 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

US SEC Passes Private Fund Reforms

by Starling Insights

Observations

Sep 25, 2023

The US Securities and Exchange Commission (SEC) has approved a reform package that will significantly affect how the $27 trillion private fund industry interacts with investors. The reforms, passed by a 3-2 vote, reflect the most substantial changes in over a decade for the lightly regulated and rapidly growing sector.