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TD Investors Anxious over AML Probe

TD Investors Anxious over AML Probe

by Starling Insights

Starling Insights Editorial Board

Apr 25, 2024

Observations

AML/CFT USA The Era of Accountability Challenges in Governance

During Toronto-Dominion Bank's (TD) annual general meeting last week, CEO Bharat Masrani asked investors to have patience regarding US regulators' investigation into the bank's anti-money laundering (AML) practices, now in its second year.

As reported by Banking Dive, Masrani admitted to AML compliance shortcomings and affirmed the bank's commitment to rectifying them while cooperating with authorities. "TD is focused on resolving the issues and cooperating with the authorities to resolve the matter," Masrani said. TD has appointed new AML leadership and engaged external consultants for guidance.

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Timothy McCormack – Jun 25, 2024

This was quite disheartening to experience, yet I remain hopeful and vigilant to a glorious ROP.