As customers, employees, and regulators are looking to hold company boards and officers personally liable for damaging misconduct in the wake of risk governance failures, industry supervisors face heightened scrutiny from injured consumers, loss-suffering investors, and irate legislators and voters in a new era of accountability.
Observations
Apr 18, 2024Yesterday, the US House Financial Services Committee, led by Rep. Chairman Patrick McHenry, reported 13 pieces of legislation to the House of Representatives for consideration. Among the proposed reforms are bills that would advance regulatory oversight and accountability and promote innovation in the financial sector.
Observations
Feb 20, 2024In a recent report, UK-based Spotlight on Corruption argues that the country's regulators have failed to hold executives accountable for corporate misconduct.
by Starling Insights, Wayne Byres, Michelle W. Bowman, Charles Randell
Compendium
Feb 14, 2024
