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The Era of Accountability

As customers, employees, and regulators are looking to hold company boards and officers personally liable for damaging misconduct in the wake of risk governance failures, industry supervisors face heightened scrutiny from injured consumers, loss-suffering investors, and irate legislators and voters in a new era of accountability.

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Banking Associations Question Legality of Capital Requirements

by Starling Insights

Observations

Sep 25, 2023

Last week, a group of US banking trade associations — including the Bank Policy Institute, the American Bankers Association, the Financial Services Forum, the Institute of International Bankers, and others — published a letter to regulators. The trade associations claim that the US Federal Reserve, Office of the Comptroller of the Currency, and Federal Deposit Insurance Corporation violated the law by failing to publish the analysis and data supporting their capital requirements regime.

The 2023 Compendium is available now!

Now in its 6th year, Starling's Compendium features over 40 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

US PCAOB Undertaking Internal Transformation

by Starling Insights

Observations

Aug 28, 2023

Since her appointment in early 2022, Public Company Accounting Oversight Board (PCAOB) Chair Erica Williams has faced the challenging tasks of repairing a fractured organizational culture, bolstering enforcement efforts, and modernizing auditing regulations.