Observations
Feb 28, 2025Barclays is under investigation by the UK Financial Conduct Authority (FCA) over its "historical oversight and management" of higher-risk customers, as reported by the Wall Street Journal.
Observations
Sep 10, 2024In a recent opinion piece published in The Globe and Mail, John Turley-Ewart, a regulatory risk management consultant and Canadian banking historian, argues that Canada's Office of the Superintendent of Financial Institutions (OSFI) was ultimately at fault for TD Bank's US money-laundering issues.
