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As Assistant to the President for Economic Policy and Director of the National Economic Council (2017-2018), Gary Cohn managed the US economic policy agenda, stimulating economic expansion, job creation, and wage increases through historic tax and regulatory reform. Prior to that he was the President and Chief Operating Officer at Goldman Sachs where he worked for more than 25 years.

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Klaas Knot

Klaas Knot is President of De Nederlandsche Bank and is the Chair of the Financial Stability Board. He is also a member of the Governing Council and the General Council of the European Central Bank, member of the European Systemic Risk Board, member of the International Monetary Fund's Board of Governors and a member of the Board of Directors of the Bank for International Settlements.

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2018 UPDATE | United States

2018 UPDATE | United States

by Starling Insights

Starling Insights Editorial Board

Apr 10, 2018

Compendium

USA FINRA US SEC Personal Liability & Accountability Culture Assessments

In the US, cultural change initiatives have been primarily driven by the Federal Reserve and the Office of the Comptroller of the Currency, although the SEC, FINRA, the NY State Superintendent of Financial Services, and other regulatory agencies have also weighed in on the culture challenge in the financial services sector.

US regulators have voiced strong concerns over the culture issues facing banks, with one even going so far as to warn banks that cultural failings may push regulators to break up the banks.1

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