There is continued momentum emphasizing individual accountability and personal liability for senior managers.
Observations
Apr 01, 2025The UK Financial Conduct Authority (FCA) recently banned Crispin Odey, founder of the defunct Odey Asset Management, from the financial sector and fined him £1.8 million for displaying a "lack of integrity" in his conduct.
Observations
Sep 20, 2024Last week, US Congressman Andy Barr introduced the Congressional Banking Regulation Priorities and Accountability Act of 2024 (H.R. 9512) to the House of Representatives, aiming to improve transparency and accountability in federal financial regulation.
