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Personal Liability & Accountability

There is continued momentum emphasizing individual accountability and personal liability for senior managers.

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Australia Delays Accountability Regime

by Starling Insights

Observations

Feb 21, 2024

The Australian Prudential Regulation Authority (APRA) and Australian Securities and Investments Commission (ASIC) issued a letter earlier this month acknowledging that a slowdown in finalizing the rules governing its Financial Accountability Regime (FAR) may delay banks' implementation.

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UK FRC Defends Enforcement Policy

by Starling Insights

Observations

Jan 10, 2024

Richard Moriarty, CEO of the UK Financial Reporting Council (FRC), has defended the regulator's approach to enforcement actions amid concerns that they could discourage professionals from entering the audit industry.