Back to Main Theme

Personal Liability & Accountability

There is continued momentum emphasizing individual accountability and personal liability for senior managers.

Advanced Filters
Personal Liability & Accountability
Clear All
Australia Delays Accountability Regime

by Starling Insights


Feb 21, 2024

The Australian Prudential Regulation Authority (APRA) and Australian Securities and Investments Commission (ASIC) issued a letter earlier this month acknowledging that a slowdown in finalizing the rules governing its Financial Accountability Regime (FAR) may delay banks' implementation.

The 2023 Compendium is available now!

Now in its 6th year, Starling's Compendium features over 40 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

UK FRC Defends Enforcement Policy

by Starling Insights


Jan 10, 2024

Richard Moriarty, CEO of the UK Financial Reporting Council (FRC), has defended the regulator's approach to enforcement actions amid concerns that they could discourage professionals from entering the audit industry.