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Personal Liability & Accountability

There is continued momentum emphasizing individual accountability and personal liability for senior managers.

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Australian Senator Calls for Regulatory System Review

by Starling Insights


Mar 19, 2024

Australian Senator Andrew Bragg recently criticized the current regulatory framework for the financial sector in Australia. In particular, he pointed to failures in the country's twin peaks model of two independent regulators focused on market conduct and supervision, represented by the Australian Securities & Investments Commission (ASIC), and financial system stability, through the Australian Prudential Regulation Authority (APRA).

The 2023 Compendium is available now!

Now in its 6th year, Starling's Compendium features over 40 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

Taiwan to Establish an Accountability Regime

by Starling Insights


Feb 02, 2024

Taiwan's Financial Supervisory Commission (FSC) recently announced plans to introduce a responsibility mapping system to the financial industry, as reported by RegulationAsia. This is a part of the FSC's efforts to cultivate a culture of integrity, establish a corporate governance regime based on responsibility, and improve accountability for senior executives in the banking sector.