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Personal Liability & Accountability

There is continued momentum emphasizing individual accountability and personal liability for senior managers.

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Australia's Accountability Regime to Target Bonuses

by Starling Insights


Mar 24, 2023

As a part of Australia's impending Financial Accountability Regime (FAR), financial firms will be required to withhold 40% of their directors' and top executives' bonuses for four years, then to be disbursed only if satisfactory conduct standards are met.

The 2022 Compendium is available now!

Now in its 5th year, Starling's Compendium features over 60 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

Morgan Stanley Fines Its Own Employees Over Messaging

by Starling Insights


Feb 08, 2023

Morgan Stanley has reportedly hit its own employees with financial penalties ranging from a few thousand dollars to more than $1 million for conducting official business on Whatsapp and other off-channel communication platforms.