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As Assistant to the President for Economic Policy and Director of the National Economic Council (2017-2018), Gary Cohn managed the US economic policy agenda, stimulating economic expansion, job creation, and wage increases through historic tax and regulatory reform. Prior to that he was the President and Chief Operating Officer at Goldman Sachs where he worked for more than 25 years.

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US SEC Fines Surged in the Past Year

by Starling Insights

Starling Insights Editorial Board

Nov 10, 2022

Observations

USA US SEC Governance, Audit & Regulatory Failures Regulatory Trends Culture & Misconduct Culture & Conduct Supervision Culture & Consequences

In the past year, the US Securities and Exchange Commission (SEC) has collected some of its largest fines ever, levying 13 penalties of over $100 million on publicly traded firms. These numbers represent a dramatic increase over the prior year, when the SEC issued just three fines over that amount.

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US SEC Fines Surged in the Past Year

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