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US SEC Fines Surged in the Past Year

US SEC Fines Surged in the Past Year

by Starling Insights

Starling Insights Editorial Board

Nov 10, 2022


In the past year, the US Securities and Exchange Commission (SEC) has collected some of its largest fines ever, levying 13 penalties of over $100 million on publicly traded firms. These numbers represent a dramatic increase over the prior year, when the SEC issued just three fines over that amount.

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