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Culture & Conduct Supervision

Regulators are focusing on how culture & conduct risk can be operationalized and how financial institutions can audit their risk and evidence their successes.

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PCAOB Issues Staff Report on Audit Culture

by Starling Insights

Observations

Dec 18, 2024

Earlier this month, the US Public Company Accounting Oversight Board (PCAOB) released a staff report on audit firm culture, offering insight into how auditors can ensure their culture is supportive of good professional conduct and audit quality.

The 2024 Compendium is available June 11th!

Now in its 7th year, Starling's Compendium features over 40 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

The Future of EU Regulation

by Starling Insights

Observations

Nov 08, 2024

Maria Luís Albuquerque, EU Commissioner-designate for Financial Services, has signaled a firm commitment to defending global banking standards, as reported by Euractiv.