Regulators are focusing on how culture & conduct risk can be operationalized and how financial institutions can audit their risk and evidence their successes.
Observations
Nov 29, 2022At the Financial Services Assurance Forum last week, Australian Prudential Regulation Authority’s (APRA) Stuart Bingham explained why the regulator sees risk culture as a prudential concern, and how it is working to drive improvement in the financial industry.
Thoughts
Oct 13, 2022There is a difference between mis-conduct and poor-conduct. But when it comes to evidencing an ability to avoid both, firms are subject to ever closer scrutiny.
Observations
Aug 09, 2022
