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Culture & Conduct Supervision

Regulators are focusing on how culture & conduct risk can be operationalized and how financial institutions can audit their risk and evidence their successes.

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UK FCA Expands Non-Financial Misconduct Rules

by Starling Insights

Observations

Jul 08, 2025

Last week, the UK's Financial Conduct Authority (FCA) announced that it was expanding its non-financial misconduct rules beyond banks to 37,000 financial services firms starting in September 2026.

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The 2025 Compendium is available!

Now in its 8th year, Starling's Compendium features 21 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

2025 COMMENTS & CONTRIBUTIONS Part 3 - Cultural Foundations

by Starling Insights

Compendium

Jun 23, 2025

Global standard setters now treat culture as a quantifiable driver of prudential and conduct outcomes: weak governance norms distort capital flows, while robust cultural oversight attracts long-term investment. Scholars and practitioners urge supervisors to complement rule-books with behavioural metrics and early-warning analytics, turning qualitative judgement on incentives, trust and social learning into the frontline of financial-system resilience.