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Wall Street’s $1 Billion Messaging ‘Nightmare’

Wall Street’s $1 Billion Messaging ‘Nightmare’

by Starling Insights

Starling Insights Editorial Board

Observations

A Securities and Exchange Commission (SEC) investigation which became public last year has ensnared not only JP Morgan Chase, but a number of banks for record-keeping breaches. In total, banks are expected to pay out more than $1 billion in fines to the SEC and the Commodity Futures Trading Commission (CFTC) as a result of the investigation.

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