Key Themes

Science & Research

Innovation & Technology

Governance & Metrics

Transformational Leadership

Culture & Consequences

Community Views

Starling Insights features contributions from some of the top thought leaders from industry and academia.

Amy Edmondson

Professor Edmondson is the Novartis Professor of Leadership and Management at Harvard Business School, a chair established to support study of human interactions that lead to the creation of successful enterprises and the betterment of society. She studies leadership, psychological safety, and organizational learning.

View Profile

Gary Cohn

As Assistant to the President for Economic Policy and Director of the National Economic Council (2017-2018), Gary Cohn managed the US economic policy agenda, stimulating economic expansion, job creation, and wage increases through historic tax and regulatory reform. Prior to that he was the President and Chief Operating Officer at Goldman Sachs where he worked for more than 25 years.

View Profile

Klaas Knot

Klaas Knot is President of De Nederlandsche Bank and is the Chair of the Financial Stability Board. He is also a member of the Governing Council and the General Council of the European Central Bank, member of the European Systemic Risk Board, member of the International Monetary Fund's Board of Governors and a member of the Board of Directors of the Bank for International Settlements.

View Profile

Axel Weber

Axel Weber is the past-Chair of UBS and the past-President of the German Bundesbank and a member of the European Central Bank Governing Council from 2004 to 2011. He is a member of the Group of 30.

View Profile

All Community Views Compendium Contributors

Follow Topic Follow Contributor Share Feedback

Wall Street’s $1 Billion Messaging ‘Nightmare’

by Starling Insights

Starling Insights Editorial Board

Sep 12, 2022

Observations

US SEC US CFTC Governance, Audit & Regulatory Failures Regulatory Trends Future of Work USA Covid-19 Culture & Consequences

A Securities and Exchange Commission (SEC) investigation which became public last year has ensnared not only JP Morgan Chase, but a number of banks for record-keeping breaches. In total, banks are expected to pay out more than $1 billion in fines to the SEC and the Commodity Futures Trading Commission (CFTC) as a result of the investigation.

This content is for Members and registered Observers only

Members have full access to all articles and related content from past Compendium and Starling's regular updates and reports.

Observers can access a limited number of articles and may purchase articles on an ala carte basis.

Wall Street’s $1 Billion Messaging ‘Nightmare’

Join The Discussion

See something that doesn't look quite right?