A Securities and Exchange Commission (SEC) investigation which became public last year has ensnared not only JP Morgan Chase, but a number of banks for record-keeping breaches. In total, banks are expected to pay out more than $1 billion in fines to the SEC and the Commodity Futures Trading Commission (CFTC) as a result of the investigation.
This content is for Members and registered Observers only
Members have full access to all articles and related content from past Compendium and Starling's regular updates and reports.
Observers can access a limited number of articles and may purchase articles on an ala carte basis.
Join The Discussion