Back to Main Theme

US CFTC

Commodities Futures Trading Commission of the United States

Advanced Filters
Contributors
US CFTC
Clear All
Trump Nominates US Financial Regulators

by Starling Insights

Observations

Feb 18, 2025

Last week, US President Donald Trump nominated a number of key financial regulatory leaders as a part of his administration's effort to overhaul the regulatory system.

The 2024 Compendium is available June 11th!

Now in its 7th year, Starling's Compendium features over 40 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

Bank of America Expected to Face $200 Million Fine for Personal Device Misuse

by Starling Insights

Observations

Jul 25, 2022

Earlier this month, Bloomberg reported that Bank of America is expected to pay a $200 million fine, pursuant to a US Securities and Exchange Commission (SEC) probe into the unapproved use of employees' personal devices to conduct work-related correspondence.