Back to Main Theme

US CFTC

Commodities Futures Trading Commission of the United States

Advanced Filters
Contributors
US CFTC
Clear All
US and UK Enforcement Actions Surged in 2024

by Starling Insights

Observations

Jan 21, 2025

According to regtech firm Steeleye's annual Financial Services Fine Tracker, enforcement actions surged in the US and UK in 2024.

All Tags USAUK
The 2024 Compendium is available June 11th!

Now in its 7th year, Starling's Compendium features over 40 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

2022 UPDATE | United States Regulators

by Starling Insights

Compendium

May 15, 2022

Included in the 2021 National Defense Authorization Act was an expansion of US anti-money laundering and combatting the financing of terrorism rules.