Back to Compendium

The Starling Compendium

Starling's Compendium features contributions from some of the top thought leaders from regulators, the industry, and other key stakeholders.

Advanced Filters
Contributors
Ian Johnston
Clear All
Is Conduct Risk the New Prudential Risk?

by Ian Johnston

Compendium

Jun 07, 2023

Supervisors have long required that financial institutions identify, assess and mitigate risks. Prudential supervisors — or, more accurately, regulators or supervisors with a responsibility for prudential oversight — have the task of overseeing the safety and soundness of their regulated population and, to the extent appropriate, safeguarding that safety and soundness in the interests of depositors and customers.

All Tags In FocusDFSA