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Culture for Regulators

Regulatory and supervisory bodies are recognizing that there is value in improving the management of culture and conduct risk for their own organizations.

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UK FCA Launches Widespread Probe Into Misconduct Cases

by Starling Insights

Observations

Feb 20, 2024

The UK Financial Conduct Authority (FCA) has directed over 1000 banks, insurers, and brokerages to disclose how many cases of sexual harassment, discrimination, and other non-financial misconduct they have recorded since 2021, and how those cases were resolved.

All Tags UKUK FCA
The 2023 Compendium is available now!

Now in its 6th year, Starling's Compendium features over 40 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

UK FCA to Probe the Use of NDAs to Conceal Misconduct

by Starling Insights

Observations

Feb 01, 2024

The UK Financial Conduct Authority (FCA) has unveiled plans to investigate sexual harassment and bullying complaints in the financial industry. As reported by Laura Noonan of the Financial Times, the exercise will include a particular focus on the use of non-disclosure agreements (NDAs) to conceal misconduct.

All Tags UKUK FCA