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Culture for Regulators

Regulatory and supervisory bodies are recognizing that there is value in improving the management of culture and conduct risk for their own organizations.

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Deeper Dive — Renal Failure: A Crisis in Audit Culture?

by Starling Insights

Thoughts

Mar 30, 2023

We are excited to announce the release of Renal Failure, the third in our Deeper Dive series of reports. Just as the kidneys flush out toxins in the human body, the accounting profession, and audit firms specifically, are responsible for catching and removing inaccurate or inappropriate data from financial statements. When either fails, the results can be catastrophic.

The 2022 Compendium is available now!

Now in its 5th year, Starling's Compendium features over 60 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

UK FCA's Emily Shepperd Calls for a Rethink of Culture

by Starling Insights

Observations

Dec 09, 2022

In a recent speech, the UK Financial Conduct Authority's (FCA) Chief Operating Officer, Emily Shepperd, called for a rethink of culture in financial services. "I think of culture as being the personality, habits and ethos of the organisation", she said, adding that culture, and the management thereof, should be "purposeful," and should highlight "sound controls and good governance."

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