Compendium
Jun 07, 2023As is seen throughout this report, auditors globally have faced the same sorts of culture and conduct challenges as have financial institutions in recent past years. As such, they have been confronted by similar calls for greater personal accountability and other reforms. And those calls have come from both above (regulators and investors) and below (staff and clients).
Compendium
May 17, 2021The Dubai Financial Services Authority (DFSA) supervises various financial institutions, including entities from the banking, insurance, and wealth management sectors. All firms, including banks, are subject to periodic on-site risk assessments, the frequency of which is determined by the risk profile of the entity. ... cont
Compendium
Apr 10, 2018
