This section comprises the main body of our annual report — the “Compendium” proper. It is broken out by global regions and specific national jurisdictions in each. Where practicable, we have broken the information out further to highlight specific regulatory or supervisory agencies, standard-setting bodies, and other industry organizations of relevance.
We highlight here the activities and priorities that were in evidence over the last year, both with regard to the supervision of culture and conduct risk concerns and in terms of expectations for the governance thereof within firms. Some markets have experienced more significant public activity, often driven by scandal and public reaction to such. Others have featured less public activity, which may or may not mean that they are actually devoting less attention to issues of culture and conduct, as regulators often engage with firms outside public purview.
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