Observations
Oct 04, 2023As a part of the UK Financial Conduct Authority (FCA) and Prudential Regulation Authority's (PRA) proposed Diversity & Inclusion (D&I) regulatory framework, the regulators are seeking to crack down on sexual harassment and other instances of non-financial workplace misconduct. These reforms follow widely reported allegations of sexual misconduct against hedge fund manager Crispin Odey that led to his removal from his firm, Odey Asset Management.
Compendium
Jun 07, 2023Over the past year, the FCA’s work has been largely focused on three areas: the Consumer Duty — an impending regulatory requirement to care for consumer’s financial well-being proactively; diversity, equity and inclusion (“DE&I”); and innovation.
by Michelle Kirschner , Matthew Nunan
Compendium
Jun 07, 2023