Compendium
Jun 23, 2025Cultural dynamics—not just policies—are the primary drivers of conduct failures and operational risk in banking. It examines global regulatory responses—from Switzerland’s Credit Suisse reforms to US SEC enforcement and Asia-Pacific culture mandates—highlighting a shift toward embedding culture risk governance and continuous supervision to achieve sustainable operational resilience and effective risk management.
Observations
Jul 03, 2024In a speech at the Bundesbank Symposium last month, Stefan Walter, CEO of the Swiss Financial Market Supervisory Authority (Finma), announced the agency's plans to overhaul Switzerland's principles-based regulatory regime in favor of stricter supervision.
