Observations
Sep 26, 2023Early this month, Goldman Sachs fired several employees in its transaction banking business due to "serious violations" of communication policies. Hari Moorthy, Goldman's Global Head of Transaction Banking, was reportedly among those dismissed.
Observations
Jun 28, 2023JPMorgan Chase's brokerage arm will pay $4 million to settle with the U.S. Securities and Exchange Commission (SEC) over the accidental deletion of 47 million electronic messages it was required to retain.
