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2024 Update | United Kingdom Regulators

by Starling Insights

Compendium

Jun 11, 2024

The FCA has made significant progress over the past year, including efforts to combat sexism in the financial sector, enforce regulations, sanction firms for misconduct, and hold executives accountable. Additionally, the FCA has focused on enhancing its supervisory capabilities, fostering innovation, increasing scrutiny of financial crime, and collaborating with international regulators. Further details on these initiatives are discussed below.

All Tags UKUK FCA
The 2024 Compendium is available June 11th!

Now in its 7th year, Starling's Compendium features over 40 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

Australia's ASIC Faces Criticism over Audit Supervision

by Starling Insights

Observations

Apr 19, 2024

In his recent submission to a Senate inquiry, Doug Niven, former Chief Accountant at the Australian Securities and Investments Commission (ASIC) for over 25 years, criticized the regulator's oversight of major audit firms.

All Tags AustraliaASIC