There is increasing demand for industry-standard metrics by which to gauge culture and conduct risk.
Observations
Jan 16, 2025As reported by the Financial Times earlier this month, accounting firms in the US are opposing new rules that would require auditors of public companies to disclose metrics related to audit quality, like team experience, seniority levels, workload distribution, and annual training.
by Marion Kelly, Alison Cottrell, Maria Ana Barata
Compendium
Jun 11, 2024Observations
Jul 25, 2023The Financial Markets Standards Board (FMSB) has published "Conduct & Culture MI: Boundaries of Current Practice," a spotlight review of current practices surrounding culture and conduct management information in the financial industry.
by Bob Wardrop
Compendium
May 15, 2022
