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US OCC

Office of the Comptroller of the Currency of the United States

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What Does “Too Big To Manage” Mean For Banks?

by Starling Insights

Observations

Mar 06, 2023

In a recent American Banker op-ed, Keith Noreika, Executive Vice President at Patomak Global Partners and former US Acting Comptroller of the Currency, takes issue with recent arguments made by the current Acting Comptroller, Michael Hsu, that repeated misconduct issues may suggest some firms have grown "too big to manage."

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Now in its 5th year, Starling's Compendium features over 60 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

Higher Fines for Misconduct, Says the SEC’s Top Cop

by Starling Insights

Observations

Dec 16, 2021

The U.S Securities and Exchange Commission (SEC) often picks its top cop from the ranks of Wall Street’s best defense lawyers. Since taking over as the Wall Street watchdog, former state prosecutor Gurbir Grewal has signaled that higher fines for wrongdoing are on the horizon, along with efforts to remove more malefactors from Wall Street jobs.