Observations
Mar 06, 2023In a recent American Banker op-ed, Keith Noreika, Executive Vice President at Patomak Global Partners and former US Acting Comptroller of the Currency, takes issue with recent arguments made by the current Acting Comptroller, Michael Hsu, that repeated misconduct issues may suggest some firms have grown "too big to manage."
Compendium
May 15, 2022Observations
Feb 16, 2022Observations
Dec 16, 2021The U.S Securities and Exchange Commission (SEC) often picks its top cop from the ranks of Wall Street’s best defense lawyers. Since taking over as the Wall Street watchdog, former state prosecutor Gurbir Grewal has signaled that higher fines for wrongdoing are on the horizon, along with efforts to remove more malefactors from Wall Street jobs.
Observations
Oct 07, 2021Observations
Sep 30, 2021
