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UK FCA

Financial Conduct Authority of the United Kingdom

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UK Goldman Analyst Convicted of Insider Trading

by Starling Insights

Observations

Mar 05, 2024

Mohammed Zina, a former Goldman Sachs analyst, was convicted last month of insider dealing and fraud in London's Southwark Crown Court, receiving a 22-month sentence.

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The 2023 Compendium is available now!

Now in its 6th year, Starling's Compendium features over 40 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

Close Brothers Stock Flags amid Scrutiny from UK FCA

by Starling Insights

Observations

Feb 08, 2024

UK bank Close Brothers has lost one-third of its value since the start of 2024. According to Bloomberg, the Close Brothers' share price has flagged amid ongoing reviews by the Financial Conduct Authority (FCA) into two markets in which the bank operates.

All Tags UKUK FCA