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UK FCA

Financial Conduct Authority of the United Kingdom

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UK FCA Reforms Internal Whistleblower Policy

by Starling Insights

Observations

Dec 04, 2024

The UK Financial Conduct Authority (FCA) has revised its internal whistleblower policy following criticism regarding its handling of employee complaints, as reported by the Financial Times.

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The 2024 Compendium is available June 11th!

Now in its 7th year, Starling's Compendium features over 40 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

UK FCA Brings Record Criminal Charges

by Starling Insights

Observations

Sep 13, 2024

The UK Financial Conduct Authority (FCA) has reportedly intensified its enforcement efforts, bringing a record number of criminal charges and doubling the number of firms stripped of regulatory approval.

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UK FCA Censures Baker Tilly Unit

by Starling Insights

Observations

Aug 22, 2024
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