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UK FCA

Financial Conduct Authority of the United Kingdom

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UK FCA Investigates Barclays Over AML Concerns

by Starling Insights

Observations

Feb 28, 2025

Barclays is under investigation by the UK Financial Conduct Authority (FCA) over its "historical oversight and management" of higher-risk customers, as reported by the Wall Street Journal.

All Tags UKUK FCA
The 2024 Compendium is available June 11th!

Now in its 7th year, Starling's Compendium features over 40 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

UK FCA Reforms Internal Whistleblower Policy

by Starling Insights

Observations

Dec 05, 2024

The UK Financial Conduct Authority (FCA) has revised its internal whistleblower policy following criticism regarding its handling of employee complaints, as reported by the Financial Times.

All Tags UKUK FCA