Back to Main Theme

UK FCA

Financial Conduct Authority of the United Kingdom

Advanced Filters
Contributors
Tags
UK FCA
Clear All
Are UK Regulators Holding Executives Accountable?

by Starling Insights

Observations

Feb 20, 2024

In a recent report, UK-based Spotlight on Corruption argues that the country's regulators have failed to hold executives accountable for corporate misconduct.

All Tags UKUK FCA
The 2023 Compendium is available now!

Now in its 6th year, Starling's Compendium features over 40 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

UK FCA to Probe the Use of NDAs to Conceal Misconduct

by Starling Insights

Observations

Feb 01, 2024

The UK Financial Conduct Authority (FCA) has unveiled plans to investigate sexual harassment and bullying complaints in the financial industry. As reported by Laura Noonan of the Financial Times, the exercise will include a particular focus on the use of non-disclosure agreements (NDAs) to conceal misconduct.

All Tags UKUK FCA