If we aim for a new means by which to govern and supervise culture and conduct risks, a dialogue must be convened that brings regulators, firms, technologists, academic experts, and other stakeholders together in public-private partnership. Current events should make the need for such collective action amply evident.
Observations
May 14, 2025Late last month, Innovate Finance, an industry body for FinTech firms in the UK, announced the launch of a Regulatory Technology (RegTech) Strategy Group in partnership with the City of London Corporation and EY, as reported by FinTech Finance News.
by Bill Coen, Cecilia Skingsley , Simone di Castri
Compendium
Jun 11, 2024by Marion Kelly, Alison Cottrell, Maria Ana Barata
Compendium
Jun 11, 2024by Greg Medcraft, Clare Bolingford
Compendium
Jun 11, 2024Compendium
Jun 11, 2024US regulators are expanding their oversight to include fintechs and non-traditional financial firms. The Federal Reserve scrutinized fintech partnerships and the OCC is tightening third-party risk governance. Regulatory bodies are also focusing on operational resilience and the adoption of AI in the financial sector. These measures aim to enhance financial stability and transparency, addressing conduct risk and governance risk in the evolving financial landscape.
