Bundesanstalt für Finanzdienstleistungsaufsicht (Federal Financial Supervisory Authority of Germany)
Compendium
Jun 11, 2024For 2024, Starling offers its Culture and Conduct Risk Regulatory Landscape chart. The Landscape provides a means to compare the various strategies and approaches the global regulatory community has taken with respect to the supervision of Culture and Conduct Risk. ... cont
Compendium
May 17, 2021“Regulators have been saying consistently that culture shapes conduct,” former FINRA head Rick Ketchum notes.
