Observations
Dec 05, 2024The UK Financial Conduct Authority (FCA) has revised its internal whistleblower policy following criticism regarding its handling of employee complaints, as reported by the Financial Times.
Compendium
Jun 07, 2023As is seen throughout this report, auditors globally have faced the same sorts of culture and conduct challenges as have financial institutions in recent past years. As such, they have been confronted by similar calls for greater personal accountability and other reforms. And those calls have come from both above (regulators and investors) and below (staff and clients).