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Limits of Compliance

Explorations on the limitations of compliance to solve culture & conduct issues

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Banks Tightening Employee Surveillance

by Starling Insights


Apr 17, 2024

As reported by Banking Risk and Regulation, banks are intensifying surveillance measures on their staff, prompted by increasing regulatory fines and a heightened focus on culture and employee conduct. 

The 2024 Compendium is available June 11th!

Now in its 7th year, Starling's Compendium features over 40 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

An Interview with Professor Kristen Jaconi

by Kristen Jaconi


Jun 07, 2023

When I joined the University of Southern California Marshall School of Business faculty in 2018 to teach enterprise risk management and to run what is now the Peter Arkley Institute for Risk Management, I did not appreciate the importance of culture to effective risk management.