Explorations on the limitations of compliance to solve culture & conduct issues
Observations
Oct 20, 2023Following a string of high-profile scandals, the cryptocurrency industry has faced skepticism and mistrust. This reputational crisis has made it difficult for firms to attract the very people who could help resolve it: legal and compliance personnel.
Compendium
Jun 07, 2023Observations
May 31, 2023Thomson Reuters Regulatory Intelligence recently published the 2023 edition of its annual "Costs of Compliance" report, displaying the results of its survey of more than 350 compliance officers in financial services firms globally. Respondents reported facing ever-increasing demands and stagnating budgets.
Observations
Aug 02, 2022by Brandon Garrett, Greg Mitchell
Compendium
May 15, 2022
