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Starling's Compendium features contributions from some of the top thought leaders from regulators, the industry, and other key stakeholders.

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2020 CONCLUSION | What’s Next

by Starling Insights

Compendium

May 04, 2020

The Basel Committee’s 2011 Principles for the Sound Management of Operational Risk points to the importance of people, processes, and systems.1 At most firms, the emphasis appears to be on processes and systems run by risk and compliance teams, while ‘people concerns’ are typically relegated to Human Resource departments where they are likely to receive less significant budget commitments and C-suite bandwidth. ... cont

The 2022 Compendium is available now!

Now in its 5th year, Starling's Compendium features over 60 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

Superminds & Supervision

by Tom Malone

Compendium

May 04, 2020

When asked by the media why anyone would risk their career by engaging in the misconduct chronicled at Wells Fargo, former CEO John Stumpf voiced a frustration that is common in C-suites and boardrooms among many firms, and in most industries, worldwide: “I don’t know how to explain human behavior." That inability cost Mr. Stumpf his job, tens of millions of dollars in punitive fines, cries of derision from the public and Congress... (cont)