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Culture for Regulators

Regulatory and supervisory bodies are recognizing that there is value in improving the management of culture and conduct risk for their own organizations.

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Michelle Bowman: Reflections on Regulation

by Starling Insights

Observations

Mar 27, 2024

In a recent speech at the New Jersey Bankers Association Annual Economic Leadership Forum, Michelle Bowman, a member of the Board of Governors of the US Federal Reserve System, emphasized the importance of engaging with stakeholders to ensure that regulation and supervision are effective, transparent, and fair.

The 2023 Compendium is available now!

Now in its 6th year, Starling's Compendium features over 40 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

NYDFS Issues Guidance on Character Assessment

by Starling Insights

Observations

Feb 02, 2024

Last week, the New York Department of Financial Services (NYDFS) issued final guidance on how banks and other financial institutions in New York State should review the character and fitness of their directors and executives.