Observations
Dec 06, 2023In a speech at a recent conference, Sheree Howard, Director of Risk and Compliance Oversight at the UK Financial Conduct Authority (FCA), emphasized the importance of fostering an environment where employees feel empowered to speak up and challenge their superiors. Howard argues that such a culture, which some would describe as having "psychological safety," is essential to stop companies from failing.
Observations
Sep 06, 2023The UK Treasury is considering a structural overhaul of anti-money laundering and counter-terrorism financing (AML/CTF) regulation and supervision, potentially reappropriating the related mandates from the Financial Conduct Authority (FCA) and other regulators to one 'mega supervisor.'
by Michelle Kirschner , Matthew Nunan
Compendium
Jun 07, 2023
