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Wells Fargo Discloses Messaging Probes

by Starling Insights

Observations

Feb 28, 2023

In a recent regulatory filing, Wells Fargo warned that it was under investigation for employee misuse of messaging apps.

The 2022 Compendium is available now!

Now in its 5th year, Starling's Compendium features over 60 contributors from across the industry as well as detailed analysis of the latest trends in culture & conduct risk supervision.

SEC Orders Searches of Over 100 Trader and Banker Phones in Texting Probe

by Starling Insights

Observations

Jun 03, 2022

The US Securities and Exchange Commission (SEC) is forcing Wall Street banks to search through over 100 mobile phones carried by top traders and dealmakers in the largest-ever probe into messaging on third-party platforms like WhatsApp.